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After Enron, Ethics Classes are All the Rage



By Jonathan D. Salant
The Associated Press
November 4, 2002


WASHINGTON - In the post-Enron business world, corporations are training employees how to be ethical just as they teach them about making a sale or balancing the books.

In the last three months alone, some 100 companies have hired ethics officers, a response to the rash of corporate scandals that have involved such former high-fliers as Enron, WorldCom and Global Crossing.

"What we've seen are examples of companies with a culture of, 'I don't see anything, I don't know anything,' " said Ed Petry, executive director of the Ethics Officer Association, a group of corporate executives responsible for ethics at their companies. "People not willing to speak up, people are willing to go along. That points to a systemic failure."

The association counts 850 members from 500 organizations, including half of the Fortune 100 corporations, the World Bank and the New York Stock Exchange.

Also fueling the drive to hire ethics officers: new NYSE rules requiring all companies listed on the Big Board to have ethics codes.

Ethics officers conduct training courses for employees, such as one on insider trading. They also respond to accusations of sexual harassment and discrimination and watch over potential conflicts of interest. And they work with auditors and boards of directors to make sure the balance sheets are accurate.

"If you have a reputation for ethical behavior, that in today's marketplace is a competitive advantage," said Jim Berg, International Paper's director of ethics and business practice.

At defense contractor Raytheon Co., a training film features Patti Ellis, vice president for business, ethics and compliance, sharing a theater balcony with movie critic Roger Ebert. The two flash thumbs-up or thumbs-down concerning certain practices, such as skimping on required tests to get a product out more quickly or making sure the company doesn't inflate the cost of labor.

Like a government agency's inspector general, ethics officers welcome and investigate anonymous employee allegations of wrongdoing.

To be effective, the ethics officer must be given a senior position, such as vice president, with visible clout and the ability to go direct to a company's president, Petry said.

Ethics officers are looking not only at lower-level employees and middle managers, but also the company's top executives and even its board members. Among the new topics: salaries and perks given to those at the top.

"The whole nature of executive compensation has changed," said Keith Darcy, vice chairman of the Center for Values Based Leadership, a nonprofit organization that focuses on corporate ethics. "You will not see (the excesses) for a long time."